In an administrative action brought by the Commissioner of Corporations against defendant for the offer and sale of unqualified, not-exempt securities, and fraud in the offer and sale of securities, trial court’s judgment is affirmed where there is no limitation that the Commissioner may seek restitution only on behalf of those who were in privity with defendant, and as such, the Commissioner may seek restitution on behalf of any person injured by the violation.
Read People v. O’Neal, No. B209612 [HTML]
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Appellate Information
Filed December 9, 2009
Judges
Opinion by Judge Croskey
CounselFor Appellant: Collins & Bellenghi and Michael J. Collins and Julian B. Bellenghi
For Appellee: Preston DuFauchard, Alan S. Weinger, and Uche L. Enenwali
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